We specialise in helping clients establish their investment funds while ensuring full compliance with Australian regulatory requirements.
 
A critical step in this process is obtaining the necessary licenses to legally operate, including the Australian Financial Services (AFS) License. The AFS License is a mandatory requirement for anyone offering financial services or products, such as investment funds. 
 
This license is granted by the Australian Securities and Investments Commission (ASIC) and ensures that fund operators adhere to strict regulatory standards to protect investors and maintain market integrity.
 
Our team will guide you through the AFS License application process, ensuring all necessary documentation, procedures, and compliance measures are met.
 
We also assist in preparing your fund's operational framework, ensuring it aligns with both legal requirements and investor expectations. The application process for an AFS License can be complex, requiring a detailed understanding of the legal landscape and the specific obligations for managing and offering investment products.
 
In addition to the AFS License, depending on the nature of your fund, you may need to obtain other licenses or authorizations. For example, if your fund involves managing managed investment schemes, you may require a Product Disclosure Statement (PDS) or an Australian Credit License (ACL) if credit products are offered.
 
You may also need to consider ongoing compliance obligations, such as regular reporting to ASIC, auditing, and risk management practices. Our team provides comprehensive support across all licensing and compliance requirements, helping you navigate the complex Australian financial regulatory environment.

With our expert guidance, your investment fund will be set up for success, ensuring it meets all necessary legal requirements and operates smoothly in a highly regulated market.

Contact us today to schedule a discovery call.